Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Reece Tarplin is a financial advisor with AQR Investments, LLC. Samuel is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 3, and Series 63 licenses. Samuel has been in the financial industry since September 9, 2016. Previously, Samuel was employed at ALPS Distributors, INC. from September 8, 2016, to December 31, 2018. Samuel is licensed to provide financial services in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/03/2019 - Present
AQR Investments, LLC (Greenwich CT)
CT
09/08/2016 - 12/31/2018
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
BC
Issued 03/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2017
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Samuel Tarplin is the right advisor for you? Invested Better is here to help.
