Unclaimed
Samuel Rawlings Barnett is a financial advisor with over 27 years of experience in the industry. Samuel is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Prior to this, Samuel worked with GLOBAL ATLANTIC DISTRIBUTORS, LLC in Memphis, Tennessee. Samuel is also licensed in California and Florida. Samuel's professional designations include Series 6, Series 26, Series 63, SIE and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/16/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TN
08/07/2017 - 11/29/2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC (Memphis TN)
TN
02/07/2001 - 04/03/2017
LINCOLN FINANCIAL DISTRIBUTORS, INC. (MEMPHIS TN)
OH
03/10/1995 - 12/07/2000
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
BC
Issued 02/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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