Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Ramos is a financial advisor with Third Seven Capital LLC. Samuel has been in the financial services industry since January 31, 2011. Previously, Samuel was a financial advisor with WELLS FARGO CLEARING SERVICES, LLC, PNC INVESTMENTS, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and AXA ADVISORS, LLC. Samuel has a Series 66, Series 7 and SIE license. Samuel is registered with the state of New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/24/2023 - Present
Third Seven Capital LLC (Wall NJ)
NJ
08/23/2017 - 10/31/2022
WELLS FARGO CLEARING SERVICES, LLC (PENNINGTON NJ)
NJ
11/16/2016 - 04/28/2017
PNC INVESTMENTS (AVENEL NJ)
NJ
06/30/2014 - 09/06/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
11/19/2013 - 03/20/2014
AXA ADVISORS, LLC (EDISON NJ)
NY
10/21/2009 - 11/11/2013
ROYAL ALLIANCE ASSOCIATES, INC. (BROOKLYN NY)
BOTH
Issued 12/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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