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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel R Waltman is a financial advisor with Kayne Anderson Rudnick Investment Management, LLC, a firm that manages assets for high-net-worth individuals, corporations, investment companies, and other institutions. Samuel R Waltman is registered as an Investment Advisor Representative in Arizona, California, Colorado, Florida, Michigan, Texas, Utah, and Washington. Samuel R Waltman has been in the financial services industry since February 6, 2006. Samuel R Waltman is a Chartered Financial Analyst (CFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
04/21/2022 - Present
Kayne Anderson Rudnick Investment Management, LLC (LOS ANGELES CA)
CA
08/08/2014 - 02/17/2016
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
08/17/2011 - 08/13/2014
J.P. MORGAN SECURITIES LLC (WALNUT CREEK CA)
CA
08/30/2010 - 08/31/2011
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
UT
04/28/2003 - 02/15/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SALT LAKE CITY UT)
BOTH
Issued 09/03/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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