Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Oher is a financial professional with over 11 years of experience in the securities industry. Samuel is currently registered with Mizuho Securities USA LLC. Prior to this, Samuel held positions at Barclays Capital Inc. and Nomura Securities International, Inc. Samuel is a Series 7, Series 24 and Series 63 licensed representative and holds a SIE designation. Samuel has held registrations in all 50 states and is currently registered in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/29/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/15/2017 - 11/18/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/12/2011 - 09/15/2017
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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