Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Powel Preine is a registered representative with LPL Financial LLC, a leading independent broker-dealer and Registered Investment Advisor. Samuel has been active in the financial industry since 2021, and holds the Series 7TO, Series 63, and SIE licenses. Samuel's previous experience includes working at Fidelity Brokerage Services LLC. Samuel is currently registered in Utah. Samuel's focus is on providing clients with financial planning, portfolio management and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
07/17/2023 - Present
LPL Financial LLC (SALT LAKE CITY UT)
UT
04/05/2021 - 02/02/2023
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 04/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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