Unclaimed
Samuel Philip Gibbens is a financial professional with over 6 years of experience in the financial services industry. Samuel is currently registered with MGI Funds Distributors, LLC. Prior to this, Samuel was registered with LAZARD MIDDLE MARKET LLC. Samuel is Series 63, SIE, Series 7TO, and Series 79 licensed. Samuel is also registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
12/22/2022 - Present
MGI Funds Distributors, LLC (Minneapolis MN)
MN
08/26/2022 - 12/15/2022
MGI FUNDS DISTRIBUTORS, LLC (Minneapolis MN)
MN
02/15/2016 - 11/01/2016
LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)
BC
Issued 09/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/13/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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