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Samuel Peyton Hord

Rothschild Investment LLC

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About Samuel Peyton Hord

Samuel Peyton Hord is a registered Investment Advisor Representative in Illinois and Missouri. Samuel Peyton Hord has been in the securities industry for 10 years and is currently registered with Rothschild Investment LLC. Samuel Peyton Hord has a Series 7 and SIE license. Samuel Peyton Hord specializes in providing investment advice to individuals, businesses, charitable organizations, and pension and profit sharing plans. Samuel Peyton Hord has a total of 2,211 accounts with regulatory assets under management of $2,001,729,602.

Firm Information

Samuel Hord is currently registered with Rothschild Investment LLC. Rothschild Investment LLC is an investment advisor registered with the SEC and in all 50 states. Formed in October 2022, the firm manages over $2 billion in assets for individuals, businesses, pension plans, charitable organizations, and high-net-worth clients. They offer a range of services, including portfolio management, pension consulting, and selection of other advisors. The firm has 20 investment adviser representatives and 25 registered representatives. Their main office is located in Chicago, Illinois.
Rothschild Investment LLC

311 SOUTH WACKER DRIVE

CHICAGO, IL 60606

$2.00B

Assets Under Management

80

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Samuel Hord’s Registration & Firm History

IL

02/08/2024 - Present

Rothschild Investment LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 02/08/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Peyton Hord.
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