Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Pena is a registered representative with Truist Securities, Inc., licensed in 52 states and the District of Columbia. Samuel has passed the Series 79TO, SIE and Series 63 exams. Samuel's current employment with Truist Securities, Inc. began on November 28, 2023. Samuel is an active broker-dealer representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/28/2023 - Present
Truist Securities, Inc. (HOUSTON TX)
BC
Issued 12/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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