Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Paul Ynzunza is a financial advisor with over 20 years of experience in the industry. Samuel currently works for Swbc Investment Services, LLC. Prior to that, Samuel was a registered representative for Little River Capital, LLC, Tribal Capital Markets, LLC, Blaylock Van, LLC, Fairbridge Capital Markets, Loop Capital Markets LLC, Cabrera Capital Markets, LLC, Multitrade Securities LLC, AXA Advisors, LLC, Davis Distributors, LLC, Invesco Funds Group, Inc., Apex Securities, Inc., Stephens Inc., Franklin Distributors, Inc., and Fiduciary Investment Company, Inc. Samuel holds the Series 6, 7, 24, 63, 65, 79 and 82 securities licenses. Samuel has a wide range of experience in the financial services industry, and is committed to providing his clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/01/2023 - Present
Swbc Investment Services, LLC (SAN ANTONIO TX)
AL
11/07/2022 - 01/09/2023
LITTLE RIVER CAPITAL, LLC (VESTAVIA HILLS AL)
FL
12/04/2020 - 09/23/2022
TRIBAL CAPITAL MARKETS, LLC (BRANDENTON FL)
CA
01/25/2018 - 02/24/2020
BLAYLOCK VAN, LLC (OAKLAND CA)
CA
04/14/2014 - 04/15/2016
FAIRBRIDGE CAPITAL MARKETS (NEWPORT BEACH CA)
CA
09/27/2011 - 04/04/2014
LOOP CAPITAL MARKETS LLC (LOS ANGELES CA)
CA
06/06/2007 - 06/21/2011
CABRERA CAPITAL MARKETS, LLC (LOS ANGELES CA)
NY
10/22/2004 - 06/06/2007
MULTITRADE SECURITIES LLC (NEW YORK NY)
NY
07/17/2001 - 08/26/2002
AXA ADVISORS, LLC (NEW YORK NY)
AZ
01/22/1997 - 10/30/1997
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
TX
08/06/1996 - 01/07/1997
INVESCO FUNDS GROUP, INC. (HOUSTON TX)
TN
06/16/1994 - 06/19/1996
APEX SECURITIES, INC. (NASHVILLE TN)
AR
05/24/1993 - 11/24/1993
STEPHENS INC. (LITTLE ROCK AR)
CA
01/04/1993 - 05/04/1993
FRANKLIN DISTRIBUTORS, INC. (SAN MATEO CA)
MA
04/26/1991 - 08/02/1991
FIDUCIARY INVESTMENT COMPANY, INC. (BOSTON MA)
BC
Issued 08/27/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1992
Series 24 - General Securities Principal Examination
BC
Issued 05/01/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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