Unclaimed
Samuel Clayton-luce is an active investment advisor registered with the Financial Industry Regulatory Authority (FINRA). Samuel is associated with Sanford C. Bernstein & Co., LLC which is headquartered in Nashville, TN and has an office in Los Angeles, CA. Samuel has worked in the financial services industry since May 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
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2
CA
05/24/2018 - Present
Sanford C. Bernstein & CO., LLC (LOS ANGELES CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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