Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Pittard is a financial professional with Northwestern Mutual Investment Services, LLC. Samuel is a registered representative with FINRA and has been in the financial industry since 2013. Samuel has passed Series 6, 7TO, 26 and 63 exams. Samuel has experience in helping clients with investment research and referrals to other advisors. Samuel is licensed in Alabama, Arkansas, Colorado, District of Columbia, Florida, Georgia, Indiana, Iowa, Kentucky, Maryland, Massachusetts, Mississippi, Missouri, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
GA
04/04/2013 - Present
Northwestern Mutual Investment Services, LLC (ATHENS GA)
BC
Issued 04/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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