Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Palaganas is a registered representative with Smbc Nikko Securities America, Inc., holding licenses in 51 states. Samuel has held this position since June 2014. Samuel is a well-rounded professional, holding Series 7TO, SIE, and Series 79 licenses. Samuel's work experience spans a period of more than nine years in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/10/2014 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 12/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Samuel Palaganas is the right advisor for you? Invested Better is here to help.
