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Samuel Owen Rice

Johnson Financial Group LLC

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About Samuel Owen Rice

Samuel Owen Rice is an investment advisor representative with Johnson Financial Group LLC and JFG Wealth Management, LLC. Samuel has been in the industry for a number of years. Samuel holds a Series 63 and Series 65 license, and has passed the Investment Company Products/Variable Contracts Representative Examination (Series 6TO) and the Securities Industry Essentials Examination (SIE). Samuel works with a variety of clients, including individuals, high-net-worth individuals, charitable organizations, and pooled investment vehicles. Samuel provides financial planning, selection of other advisors, and portfolio management services. Samuel also provides family office services.

Firm Information

Samuel Rice is currently registered with Johnson Financial Group LLC. Johnson Financial Group LLC is a Denver, CO-based investment advisor with $2,476,192,497 in regulatory assets under management. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, and selection of other advisors. The firm primarily serves high-net-worth individuals, charitable organizations, and pooled investment vehicles.
Johnson Financial Group LLC

1144 FIFTEENTH STREET

DENVER, CO 80202

$2.48B

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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family office services

Family office services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Rice’s Registration & Firm History

CO

01/23/2025 - Present

Johnson Financial Group LLC (DENVER CO)

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Licenses & Designations

IA

Issued 09/06/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Owen Rice.
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