Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Pesetsky is a financial advisor based in Woodland Hills, CA. Samuel has been in the financial services industry since 2002. Currently, Samuel is registered with Corebridge Capital Services, Inc. and holds Series 6, 7, 63 and 65 licenses. Samuel has previously been registered with several other firms including North Capital Private Securities Corporation, W&S Brokerage Services, Inc., GWFS Equities, Inc., Transamerica Capital, Inc., AIG Capital Services, Inc., J.P. Morgan Institutional Investments Inc., JPMORGAN DISTRIBUTION SERVICES, INC., BANC ONE SECURITIES CORPORATION, American Express Financial Advisors Inc., and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/19/2024 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
UT
06/24/2021 - 12/21/2022
NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)
OH
04/03/2020 - 06/16/2020
W&S BROKERAGE SERVICES, INC. (HEATH OH)
CO
06/16/2016 - 03/29/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
05/19/2014 - 05/26/2016
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NJ
05/20/2013 - 05/12/2014
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
OH
01/03/2011 - 05/16/2013
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (COLUMBUS OH)
OH
08/12/2004 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
IL
11/17/2000 - 06/18/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
10/15/1999 - 08/24/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/15/1999 - 08/24/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/20/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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