Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Nofzinger is a financial professional with over 10 years of experience in the industry. Samuel is currently registered with Open To The Public Investing, Inc. and has previously worked at SOFI SECURITIES LLC. Samuel holds Series 4, 7, 24, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/16/2022 - Present
Open TO THE Public Investing, Inc. (NEW YORK NY)
NY
09/27/2018 - 12/20/2021
SOFI SECURITIES LLC (New York NY)
IA
Issued 11/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2024
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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