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Samuel Noah Tenzer

Aegis Capital Corp.

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About Samuel Noah Tenzer

Samuel Tenzer is an active financial advisor with Aegis Capital Corp., where he is registered with the state of New Jersey. Samuel is a seasoned financial advisor with experience across multiple firms, including B. Riley Wealth Management, National Securities Corporation, and Oppenheimer & Co. Inc. Samuel has been actively working in the financial industry since August 4, 1996. He is licensed to provide investment advice and financial planning services in multiple states.

Firm Information

Samuel Tenzer is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Tenzer’s Registration & Firm History

NJ

05/01/2023 - Present

Aegis Capital Corp. (Hillsdale NJ)

NJ

07/22/2022 - 05/01/2023

B. RILEY WEALTH MANAGEMENT (Paramus NJ)

NJ

12/03/2020 - 07/22/2022

NATIONAL SECURITIES CORPORATION (PARAMUS NJ)

NJ

02/03/2016 - 12/11/2020

OPPENHEIMER & CO. INC. (SADDLE BROOK NJ)

NJ

10/10/2011 - 03/02/2016

MORGAN STANLEY (RIDGEWOOD NJ)

NY

09/26/2008 - 10/18/2011

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

04/10/2007 - 04/29/2008

SPECTRUM TRADING, LLC (NEW YORK NY)

NY

05/22/2006 - 07/25/2006

SPECTRUM TRADING, LLC (NEW YORK NY)

IL

10/21/2003 - 09/27/2004

ASSENT LLC (BOLINGBROOK IL)

NY

10/16/2002 - 10/21/2003

WORLDCO, L.L.C. (NEW YORK NY)

NY

07/11/2002 - 10/08/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

05/09/2002 - 07/12/2002

WORLDCO, L.L.C. (NEW YORK NY)

NY

12/08/2000 - 11/21/2001

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

10/05/1998 - 04/19/2000

ON-SITE TRADING, INC. (GREAT NECK NY)

NY

07/16/1998 - 10/12/1998

CORINTHIAN PARTNERS, L.L.C. (NEW YORK NY)

NY

07/07/1997 - 07/15/1998

FIRST ALBANY CORPORATION (NEW YORK NY)

NY

07/12/1993 - 06/30/1997

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

09/14/1992 - 07/12/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/02/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/02/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/12/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Samuel Noah Tenzer. Review regulatory record here.
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