Unclaimed
Samuel Murphy is a financial professional registered with the Financial Industry Regulatory Authority (FINRA). Samuel has been in the industry for over 7 years. Currently, Samuel is associated with Jane Street Capital, LLC and Jane Street Execution Services, LLC. Samuel has passed the following exams: Series 7, Series 55, Series 63, Series 57TO, and SIE. Samuel is registered with the state regulators of California, Florida, Hawaii, Louisiana, New Jersey, New York, Ohio, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/02/2020 - Present
Jane Street Capital, LLC (NEW YORK NY)
NY
05/10/2019 - 08/25/2020
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/07/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/05/2015 - 08/08/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/19/2015 - 01/29/2018
RBC CAPITAL MARKETS ARBITRAGE, S.A. (NEW YORK NY)
BC
Issued 09/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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