Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Cecil is a financial professional with over 8 years of experience in the financial industry. He is currently registered with First Trust Portfolios LP in Austin, TX. Samuel Cecil holds the Series 7, 79, and SIE licenses. He is also registered with the state of Illinois and Texas. His prior experience includes a role with WELLS FARGO SECURITIES, LLC in CHARLOTTE, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
02/16/2021 - Present
First Trust Portfolios LP (Austin TX)
NC
10/31/2012 - 11/05/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 11/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/30/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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