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Samuel Morgan Capps

Thrivent Investment Management Inc.

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About Samuel Morgan Capps

Samuel Morgan Capps is a financial advisor with Thrivent Investment Management Inc. located in Bellevue, Washington. Samuel has been working in the financial industry since March 4, 1998. Samuel is registered with FINRA and has a Series 7, Series 6, Series 63 and Series 66 licenses. Samuel has been a registered representative since July 1, 2002. In addition to their current position, Samuel also works as a Producer for Mutual of Omaha. Samuel has experience working with high net worth individuals, individuals other than high net worth, corporations or other businesses, and churches and non-profit sharing retirement accounts. Samuel provides financial planning and portfolio management services to their clients.

Firm Information

Samuel Capps is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Capps’s Registration & Firm History

WA

01/29/2004 - Present

Thrivent Investment Management Inc. (Bellevue WA)

MN

03/05/1998 - 07/01/2002

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 12/18/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2003

Series 7 - General Securities Representative Examination

BC

Issued 03/03/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Morgan Capps.
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