Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Morales is a financial advisor with over 8 years of experience in the industry. He has held various positions at firms like PNC Investments, BNY Mellon Capital Markets, LLC, and Pershing LLC. Samuel is currently registered with Insigneo Advisory Services, LLC. He offers a variety of services, including portfolio management for individuals, businesses, and pooled investment vehicles. Samuel is also able to select other advisors to provide comprehensive financial planning solutions. His experience and expertise provide valuable guidance for clients seeking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consolidation of financial reports and consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Rebates/trailer fees
1
2
TX
12/04/2023 - Present
Insigneo Advisory Services, LLC (HOUSTON TX)
TX
11/05/2021 - 11/30/2023
PNC INVESTMENTS (HOUSTON TX)
TX
12/01/2020 - 10/28/2021
BNY MELLON CAPITAL MARKETS, LLC (Houston TX)
TX
11/05/2020 - 10/28/2021
PERSHING LLC (HOUSTON TX)
TX
09/21/2015 - 10/30/2020
BBVA SECURITIES INC. (HOUSTON TX)
IA
Issued 05/16/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2017
Series 57 - Securities Trader Exam
BC
Issued 09/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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