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Samuel Mittelman

Nylife Securities LLC

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About Samuel Mittelman

Samuel Mittelman is a registered representative with Nylife Securities LLC. Samuel has been in the securities industry since May 2015. Samuel holds the Series 6 and SIE licenses. Samuel's firm is registered with FINRA and is located at 1601 Kings Highway, 2nd Floor, Brooklyn, NY 11229.

Firm Information

Samuel Mittelman is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Mittelman’s Registration & Firm History

NY

05/07/2015 - Present

Nylife Securities LLC (BROOKLYN NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Mittelman.
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