Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Mitchell Knight is an investment advisor representative at Capital Investment Advisory Services, LLC in Raleigh, North Carolina. Samuel has been working in the financial services industry for over 17 years and has held several positions at various firms, including Wells Fargo Advisors, LLC, MML Investors Services, LLC, and Thriver Investment Management, Inc. Samuel is a registered representative in North Carolina and holds the Series 6, 7, 63 and 66 licenses. Samuel is also a licensed insurance agent in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
02/10/2021 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
NC
10/01/2019 - 02/08/2021
WELLS FARGO CLEARING SERVICES, LLC (ROCKY MOUNT NC)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
02/19/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
05/06/2014 - 02/23/2015
THRIVENT INVESTMENT MANAGEMENT INC. (CONCORD NC)
NC
06/27/2013 - 04/17/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
12/11/2012 - 03/13/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
04/04/2007 - 11/19/2012
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
07/19/2005 - 06/07/2006
NATIONWIDE SECURITIES, INC. (KANNAPOLIS NC)
NC
02/15/2005 - 07/05/2005
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
NY
10/01/2004 - 01/26/2005
AXA ADVISORS, LLC (NEW YORK NY)
MO
03/06/2002 - 01/07/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
11/06/2000 - 01/22/2002
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
BOTH
Issued 01/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Samuel Knight is the right advisor for you? Invested Better is here to help.
