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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Michael Fischer is a financial advisor with UBS Financial Services Inc. Samuel has been in the financial industry since December 1997. Samuel is registered with the state of Washington and is also a registered investment advisor in Texas. Samuel has a Series 7, Series 66, Series 9 and Series 10. Samuel provides portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars, and selection of other advisors. Previous to working with UBS Financial Services Inc., Samuel worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
09/15/2006 - Present
UBS Financial Services Inc. (AUSTIN TX)
WA
12/18/1997 - 09/18/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
BOTH
Issued 02/02/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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