Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Carter is a financial professional with over 7 years of experience in the industry. Currently, Samuel is registered with Robinhood Financial, LLC in Illinois. Samuel has also held previous positions with TD Ameritrade Clearing, Inc. and Commonwealth Financial Network. Samuel has a strong track record of success and is committed to providing his clients with personalized financial advice and guidance. Samuel has passed the Series 3, 4, 7, 24, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/04/2022 - Present
Robinhood Financial, LLC (Chicago IL)
IL
02/09/2018 - 12/06/2019
TD AMERITRADE CLEARING, INC. (CHICAGO IL)
IL
12/09/2015 - 12/06/2019
TD AMERITRADE, INC. (CHICAGO IL)
MI
03/18/2015 - 11/17/2015
COMMONWEALTH FINANCIAL NETWORK (SAGINAW MI)
BC
Issued 05/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/17/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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