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Samuel Michael Audy

Equity Services, Inc.

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About Samuel Michael Audy

Samuel Audy is an Investment Advisor Representative with Equity Services, Inc. Samuel is registered with the state of Illinois and has a Series 65 license. Samuel has been in the industry for over 3 years and has experience working with high net worth individuals, individuals other than high net worth, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Samuel offers various services, including financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for individuals.

Firm Information

Samuel Audy is currently registered with Equity Services, Inc.. Equity Services, Inc. is a Vermont-based corporation founded in 1968. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management services for individuals and select other advisors. Equity Services, Inc. manages over $2 billion in assets for a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. The firm is registered with the SEC and in all 50 states.
Equity Services, Inc.

ONE NATIONAL LIFE DRIVE

MONTPELIER, VT 05604

$2.12B

Assets Under Management

204

Total Clients

615

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Audy’s Registration & Firm History

IL

08/15/2024 - Present

Equity Services, Inc. (CHICAGO IL)

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Licenses & Designations

IA

Issued 08/15/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/12/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Samuel Michael Audy.
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