Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Micah Valerio is a registered investment advisor with LPL Financial LLC. Samuel has been in the industry since August 23, 2007. Samuel is licensed in 24 states and holds the Series 7, Series 31, Series 63, and Series 66 licenses, as well as the SIE. Samuel is also an insurance agent and has an advisory associate role with CSS455, LLC. Samuel specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/21/2021 - Present
LPL Financial LLC (KATY TX)
TX
02/21/2020 - 07/21/2021
WADDELL & REED (HOUSTON TX)
TX
07/17/2019 - 07/30/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Houston TX)
TX
10/01/2012 - 06/17/2019
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
02/25/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
06/01/2009 - 11/23/2009
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
08/05/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
03/13/2007 - 07/25/2008
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
08/08/2006 - 01/24/2007
EDWARD JONES (HOUSTON TX)
BOTH
Issued 08/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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