Unclaimed
Samuel Mccormick Byrum is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Samuel has been in the securities industry since June 3, 2011. Samuel is registered with the state of North Carolina. Samuel holds the following licenses: Series 66, Series 7 and SIE. Samuel is also a 10% owner of Altius Wealth and receives wealth management and risk compensation. Samuel's office is located in Raleigh, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
06/20/2011 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
BOTH
Issued 06/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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