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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Maximo Peguero is a financial advisor at Fidelity Personal and Workplace Advisors, with over 15 years of experience in the financial services industry. Samuel has been registered with Fidelity Personal and Workplace Advisors since July 2018. Prior to that, Samuel was a registered representative at TIAA-CREF Individual & Institutional Services, LLC and TD Ameritrade, Inc.. Samuel holds a Series 66, Series 7, Series 9, Series 10 and SIE licenses and is registered to offer investment advisory services in Florida, Massachusetts, New Jersey, New York, Pennsylvania, Texas, and Utah. Samuel is a specialist in providing investment advisory services for individuals, businesses, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
NJ
06/12/2015 - 11/16/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HACKENSACK NJ)
NY
09/24/2007 - 06/01/2015
TD AMERITRADE, INC. (NEW YORK NY)
BOTH
Issued 10/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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