Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Mattson is an active registered representative with J.p. Morgan Securities LLC in Vancouver, Washington. Samuel has been in the industry since 2005 and has a diverse range of experience working with individuals, corporations, and institutions. Samuel holds the Series 7, 24, 31 and 66 licenses, and has held registrations with several firms, including E*TRADE Securities LLC, Principal Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Samuel provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors. Samuel is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
WA
09/16/2020 - Present
J.p. Morgan Securities LLC (VANCOUVER WA)
OR
10/04/2019 - 09/11/2020
E*TRADE SECURITIES LLC (Portland OR)
OR
08/16/2019 - 09/30/2019
PRINCIPAL SECURITIES, INC. (LAKE OSWEGO OR)
WA
08/30/2012 - 04/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EVERETT WA)
NY
03/23/2010 - 08/26/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
11/19/2008 - 03/03/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
12/04/2007 - 11/20/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
TX
01/11/2005 - 06/22/2007
TD AMERITRADE, INC. (FORT WORTH TX)
FL
06/27/2003 - 04/08/2004
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
01/20/2003 - 04/23/2003
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
BOTH
Issued 05/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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