Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel marco? Claim Your ProfileSamuel Marco Gugliemini has been in the financial services industry since 1985. Samuel Marco Gugliemini is currently registered with Morgan Stanley and has previously been employed at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, M. H. MEYERSON & CO., INC., SOUTH RICHMOND SECURITIES, INC., HIBBARD BROWN & CO., INC., SHERWOOD CAPITAL, INC., and FIRST JERSEY SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
07/28/2023 - Present
Morgan Stanley (TOMS RIVER NJ)
NJ
12/03/2010 - 07/31/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TOMS RIVER NJ)
NJ
06/01/2009 - 12/16/2010
MORGAN STANLEY SMITH BARNEY (SHREWSBURY NJ)
NJ
08/18/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
MO
07/01/2003 - 08/18/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/02/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/29/1992 - 03/28/2001
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NA
05/26/1988 - 06/10/1992
SOUTH RICHMOND SECURITIES, INC.
NA
05/24/1988 - 06/08/1988
HIBBARD BROWN & CO., INC.
NA
02/02/1987 - 05/28/1988
SHERWOOD CAPITAL, INC.
NA
09/24/1985 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 04/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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