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Samuel Marc Poser

Williams Trading LLC

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About Samuel Marc Poser

Samuel Marc Poser is a financial professional with over 16 years of experience in the securities industry. He is currently registered with Williams Trading LLC in Westport, CT. Samuel has a broad range of experience, having previously worked at firms such as Susquehanna Financial Group, CRT Capital Group LLC, Sterne, Agee & Leach, Inc., and FTN Midwest Securities Corp. Samuel is also a licensed securities representative, with licenses including Series 7, Series 63, Series 86, and Series 87.

Firm Information

Samuel Poser is currently registered with Williams Trading LLC. Williams Trading LLC is a Limited Liability Company formed in December 2010. The firm is registered with the SEC and in 31 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Poser’s Registration & Firm History

CT

01/07/2021 - Present

Williams Trading LLC (WESTPORT CT)

NY

08/01/2016 - 01/06/2021

SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)

NY

04/20/2015 - 07/05/2016

CRT CAPITAL GROUP LLC (New York NY)

NY

06/14/2007 - 04/20/2015

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

OH

11/02/2006 - 03/12/2007

FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 11/15/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/02/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/01/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/01/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Marc Poser.
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