Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Richmond is a financial advisor with over 10 years of experience in the industry. Samuel is currently registered with LPL Financial LLC in Atlanta, GA. Samuel Richmond is also registered with the state of California and Georgia. Samuel has a Series 7, Series 66 and SIE license and is a Certified Financial Planner. Previously, Samuel Richmond has worked with Edward Jones, Fidelity Brokerage Services LLC, Cambridge Investment Research, Inc., and Questar Capital Corporation. Samuel provides a variety of services to individuals and families, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
10/08/2021 - Present
LPL Financial LLC (ATLANTA GA)
GA
01/27/2020 - 10/06/2021
EDWARD JONES (Lawrenceville GA)
GA
08/26/2016 - 03/06/2018
FIDELITY BROKERAGE SERVICES LLC (DUNWOODY GA)
GA
12/01/2015 - 08/24/2016
CAMBRIDGE INVESTMENT RESEARCH, INC. (Atlanta GA)
GA
03/13/2014 - 12/03/2015
QUESTAR CAPITAL CORPORATION (ATLANTA GA)
GA
07/09/2012 - 11/13/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (NORCROSS GA)
TN
01/07/2011 - 04/25/2012
INVEST FINANCIAL CORPORATION (CHATTANOOGA TN)
TN
11/04/2010 - 01/04/2011
MML INVESTORS SERVICES, LLC (CHATTANOOGA TN)
TN
01/22/2010 - 08/24/2010
EDWARD JONES (OOLTEWAH TN)
BOTH
Issued 03/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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