Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Reed is a financial advisor with over 11 years of experience in the industry. Samuel Reed is currently registered with Morgan Stanley and holds a Series 7, Series 10, Series 9, Series 24, and Series 66 license. Samuel Reed is a principal and registered representative with Morgan Stanley. Samuel Reed has previously held positions at E*TRADE Securities LLC, MML Investors Services, LLC, Capital One Investing, LLC, PNC Investments, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Samuel Reed is licensed in 53 states and the District of Columbia. Samuel Reed also provides investment advice in Texas. Samuel Reed has a strong track record of success in providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
07/07/2023 - Present
Wealthpenn.comllc (Morristown NJ)
NJ
09/18/2023 - 06/03/2024
E*TRADE SECURITIES LLC (Morristown NJ)
NJ
12/24/2018 - 09/05/2023
E*TRADE SECURITIES LLC (MORRISTOWN NJ)
NY
09/14/2018 - 12/24/2018
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NJ
03/31/2016 - 08/06/2018
CAPITAL ONE INVESTING, LLC (FAIRFIELD NJ)
NJ
11/12/2012 - 04/13/2016
MORGAN STANLEY (MORRISTOWN NJ)
NJ
04/10/2012 - 11/16/2012
PNC INVESTMENTS (WEST ORANGE NJ)
NJ
08/19/2011 - 03/12/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
BOTH
Issued 9/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/28/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/30/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/3/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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