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Samuel M Pinion

BAY Crest Partners, LLC

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About Samuel M Pinion

Samuel Pinion is a financial professional with experience in the securities industry. Samuel is currently registered with Bay Crest Partners, LLC in New York, NY. Samuel has passed the Series 63, Series 7TO, Series 79TO, and SIE exams. Samuel has previously worked at Santander US Capital Markets LLC and Credit Suisse Securities (USA) LLC.

Firm Information

Samuel Pinion is currently registered with BAY Crest Partners, LLC. BAY Crest Partners, LLC is a Limited Liability Company formed in December 1994. The firm is registered in 26 states and has 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Pinion’s Registration & Firm History

NY

03/18/2024 - Present

BAY Crest Partners, LLC (NEW YORK NY)

NY

02/05/2024 - 03/19/2024

SANTANDER US CAPITAL MARKETS LLC (NEW YORK NY)

NY

12/22/2022 - 12/01/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/13/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/14/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Samuel M Pinion. Review regulatory record here.
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