Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Lyle Torrez is a financial advisor with over 30 years of experience in the industry. Samuel is a registered representative of Cambridge Investment Research Advisors, Inc. and has been with the firm since 2009. Prior to that, Samuel was with RMIN Securities, Inc. Samuel has experience providing financial planning, portfolio management, and other advisory services to individuals, businesses, and retirement plans. Samuel has Series 6, 7, 63, and 65 licenses as well as the SIE exam. Samuel is also a Certified Financial Planner. Samuel is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
07/10/2019 - Present
Cambridge Investment Research Advisors, Inc. (AURORA CO)
CO
01/08/2004 - 01/05/2009
RMIN SECURITIES, INC. (GREENWOOD VILLAGE CO)
IA
05/30/2001 - 12/31/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
09/16/1987 - 05/16/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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