linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Samuel Lewis Koenig

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Samuel? Claim Your Profile

About Samuel Lewis Koenig

Samuel Koenig is a financial advisor at Charles Schwab & CO., Inc.. Samuel has been in the financial industry for over 9 years. Samuel is registered as a Broker/Dealer in 53 states, and as an Investment Advisor Representative in Texas and Oregon. Samuel holds licenses for Series 66, 63, 9, 10, SIE and 7. Samuel also holds the designation Certified Financial Planner.

Firm Information

Samuel Koenig is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Samuel Koenig’s Registration & Firm History

OR

12/11/2023 - Present

Charles Schwab & CO., Inc. (Beaverton OR)

OR

01/21/2024 - 05/19/2024

TD AMERITRADE, INC. (Portland OR)

OR

09/16/2014 - 08/16/2023

FIDELITY BROKERAGE SERVICES LLC (BEAVERTON OR)

Not sure if Samuel Lewis Koenig is right for you?

Licenses & Designations

BOTH

Issued 02/16/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/08/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Samuel Lewis Koenig.
Not sure if Samuel Lewis Koenig is right for you?