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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Leslie Sutterfield is a financial advisor registered with Centaurus Financial, Inc. Samuel has been in the financial services industry since December 2011. Samuel holds Series 6, 7, 63 and 66 securities licenses and has experience providing investment advice to individuals, businesses and high net worth individuals. Samuel also owns and operates several other businesses including insurance, tax preparation, legal document preparation and a 401k specialist company. Samuel specializes in several areas including financial planning, portfolio management and securities ratings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/14/2024 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
AZ
12/07/2011 - 08/29/2018
WELLS FARGO CLEARING SERVICES, LLC (TUCSON AZ)
BOTH
Issued 01/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/06/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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