Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Lee Williams is an investment advisor representative, registered with Level Four Advisory Services since December 2021. Samuel has over 20 years of experience in the financial services industry, with previous roles at Compass Securities Corporation, Stifel, Nicolaus & Company, Incorporated, PowellJohnson, and Legg Mason Wood Walker, Incorporated. Samuel holds the Series 66, Series 7 and the SIE exams. He is also a Certified Financial Planner. Samuel focuses on providing financial planning and portfolio management services to individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
12/21/2021 - Present
Level Four Advisory Services (DALLAS TX)
NC
03/15/2018 - 06/21/2019
COMPASS SECURITIES CORPORATION (RALEIGH NC)
NC
10/22/2004 - 03/06/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (RALEIGH NC)
TN
02/02/2004 - 11/01/2004
POWELLJOHNSON (NASHVILLE TN)
MD
04/18/2002 - 02/09/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 06/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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