Unclaimed
Samuel Benson is a financial advisor at Moelis & Co. LLC. He is registered with FINRA and has passed the Series 7, Series 79, Series 63, and SIE exams. Samuel has been in the industry since August 2018 and has a current employment with Moelis & Co. LLC, in the Los Angeles, CA office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/06/2018 - Present
Moelis & Co. LLC (LOS ANGELES CA)
BC
Issued 03/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/04/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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