Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Lee is a registered representative with Mizuho Securities USA LLC and has been working in the financial services industry since April 29, 2020. Samuel has a wide range of experience in the industry, including investment banking and research analysis. Samuel has a Series 7, Series 63, Series 79TO, Series 87, and SIE license and is registered in all 50 states and the District of Columbia. Previously, Samuel was a registered representative at Chardan Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/22/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/14/2020 - 07/05/2023
CHARDAN CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 06/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/13/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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