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Samuel Landau

Nylife Securities LLC

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About Samuel Landau

Samuel Landau is a financial advisor with Nylife Securities LLC, where they have been registered since November 9, 2020. Samuel has been in the industry since 1993 and has a Series 6, Series 63, and SIE license. They are registered to provide securities-related services in New York.

Firm Information

Samuel Landau is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Landau’s Registration & Firm History

NY

11/09/2020 - Present

Nylife Securities LLC (BROOKLYN NY)

NY

07/21/1993 - 07/14/2020

NYLIFE SECURITIES LLC (BROOKLYN NY)

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Licenses & Designations

BC

Issued 07/20/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Landau.
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