Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Gray is a financial professional with over 15 years of experience in the industry. Samuel is currently registered with Vanguard Marketing Corp. Samuel has experience working with Prudential Annuities Distributors, Inc, Prudential Investment Management Services LLC, Hightower Securities, LLC and AXA Distributors, LLC. Samuel is licensed in 53 states and holds the Series 6, 7 and 63 licenses. Samuel also holds the Securities Industry Essentials Examination (SIE) certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/10/2020 - Present
Vanguard Marketing Corp. (MALVERN PA)
CT
03/16/2020 - 11/30/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NJ
05/07/2010 - 03/23/2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IL
09/16/2009 - 11/03/2009
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
NC
02/20/2008 - 09/14/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 01/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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