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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Kent Van allen is an investment advisor representative with Cambridge Investment Research Advisors, Inc.. Samuel is registered with the state of New Jersey and has been in the industry since 2002. Samuel has a Series 7, Series 66 and SIE license. Samuel Kent Van allen is also registered with the state of Delaware, District of Columbia, Georgia, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, and Virginia. Previous firms include Westport Resources Investment Services, Inc., Wells Fargo Advisors, LLC, and UBS Financial Services Inc.. Samuel Kent Van allen also works as a teacher for Fairfield Public Schools and as a Branch President for the Holland Society of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
06/07/2018 - Present
Cambridge Investment Research Advisors, Inc. (Milford NJ)
CT
02/16/2010 - 03/23/2017
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (WESTPORT CT)
NY
11/25/2005 - 02/16/2010
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NJ
03/18/2002 - 12/16/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 07/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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