Unclaimed
Samuel Kenneth Bruce is a Registered Representative with APW Capital, Inc. Samuel has been in the securities industry since August 1, 2016 and is licensed in New Hampshire. Samuel has passed the Series 63, Series 7, Series 9, Series 10, and the SIE examinations. Samuel is located in Bedford, NH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
06/11/2024 - Present
APW Capital, Inc. (BEDFORD NH)
NH
01/20/2016 - 11/28/2023
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 01/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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