Invested Better
Unclaimed

Unclaimed

Unclaimed

Samuel Kenneth Bruce

APW Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Samuel? Claim Your Profile

About Samuel Kenneth Bruce

Samuel Kenneth Bruce is a Registered Representative with APW Capital, Inc. Samuel has been in the securities industry since August 1, 2016 and is licensed in New Hampshire. Samuel has passed the Series 63, Series 7, Series 9, Series 10, and the SIE examinations. Samuel is located in Bedford, NH.

Firm Information

Samuel Bruce is currently registered with APW Capital, Inc.. APW Capital, Inc. is a corporation formed in July 1997 and registered in all 50 U.S. states and the District of Columbia. It is SEC-registered and has been involved in two regulatory events and one arbitration matter.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Samuel Bruce’s Registration & Firm History

NH

06/11/2024 - Present

APW Capital, Inc. (BEDFORD NH)

NH

01/20/2016 - 11/28/2023

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

Not sure if Samuel Kenneth Bruce is right for you?

Licenses & Designations

BC

Issued 01/27/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2020

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/15/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Kenneth Bruce.
Not sure if Samuel Kenneth Bruce is right for you?