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Samuel Keith Orsino

Rabo Securities USA, Inc.

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About Samuel Keith Orsino

Samuel Keith Orsino is a financial advisor with Rabo Securities USA, Inc. Samuel holds the Series 63, Series 7, Series 86 and Series 87 securities licenses. Samuel was previously registered with Cleveland Research Company LLC. Samuel joined Rabo Securities USA, Inc. in July 2019.

Firm Information

Samuel Orsino is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Orsino’s Registration & Firm History

NY

07/11/2019 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

OH

08/09/2018 - 06/10/2019

CLEVELAND RESEARCH COMPANY LLC (CLEVELAND OH)

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Licenses & Designations

BC

Issued 09/07/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/04/2019

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Keith Orsino.
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