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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Kagan is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Samuel has been working in the financial industry since May 1983 and has a wide range of experience in investments, including portfolio management for individuals and businesses, and financial planning. Samuel is registered as a broker-dealer and investment advisor, and holds the following licenses: Series 3, 7, 63, and 65. Samuel has previously worked with Prudential Securities Incorporated, Morgan Stanley & Co., Incorporated and Shearson Lehman/American Express Inc. Samuel is currently licensed in Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Nevada, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/14/2022 - Present
Wells Fargo Advisors Financial Network, LLC (BEVERLY HILLS CA)
CA
07/01/2003 - 10/18/2019
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
NY
07/16/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/04/1985 - 07/20/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
05/26/1983 - 03/05/1985
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
IA
Issued 04/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1984
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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