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Samuel Joseph Rosenbloom

Truist Securities, Inc.

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About Samuel Joseph Rosenbloom

Samuel Joseph Rosenbloom is a financial professional with over 20 years of experience in the industry. Samuel currently works at Truist Securities, Inc. in Atlanta, Georgia. Samuel has a wide range of experience working in several other firms in the past such as J.P. Morgan Securities LLC, Goldman Sachs Execution & Clearing, L.P. and Goldman, Sachs & Co.. Samuel holds several securities licenses and certifications.

Firm Information

Samuel Rosenbloom is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Rosenbloom’s Registration & Firm History

GA

06/28/2022 - Present

Truist Securities, Inc. (ATLANTA GA)

GA

06/18/2019 - 06/18/2022

J.P. MORGAN SECURITIES LLC (Atlanta GA)

NY

03/23/2010 - 06/21/2012

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

05/11/2001 - 06/21/2012

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

10/14/1997 - 03/12/2001

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2006

Series 24 - General Securities Principal Examination

BC

Issued 07/20/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/18/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/22/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2011

Series 3 - National Commodity Futures Examination

BC

Issued 11/29/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Samuel Joseph Rosenbloom.
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