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Samuel Joseph McGee

First Trust Advisors LP

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About Samuel Joseph McGee

Samuel McGee is a registered investment advisor representative with First Trust Advisors LP. Samuel has been in the industry for over 3 years. Samuel holds the Series 66, Series 7TO, and SIE licenses and is registered with the state of Illinois. Prior to joining First Trust Advisors LP, Samuel worked at LaSalle St Securities, LLC. Samuel has experience working with clients, including high-net-worth individuals, individuals other than high-net-worth, corporations, and pooled investment vehicles. Samuel's professional background includes working at University of Iowa, Sushi Ukai, Pacsun, Glenbard West, and St. Petronille. Samuel's specialties include portfolio management for individuals, portfolio management for investment companies, and portfolio management for pooled investment vehicles.

Firm Information

Samuel McGee is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Samuel McGee’s Registration & Firm History

IL

02/14/2024 - Present

First Trust Advisors LP (WHEATON IL)

IL

12/08/2023 - 02/15/2024

LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)

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Licenses & Designations

BOTH

Issued 12/13/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/26/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/11/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Joseph McGee.
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