Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Joseph Guzzo is a financial advisor with over 20 years of experience in the industry. He has worked with several firms, including Wunderlich Securities, Stifel, Nicolaus & Company, and Raymond James & Associates, before joining Southstate|duncanwilliams Securities Corp. Samuel is a Series 7, 6, 52, and 53 licensed professional, and has been recognized for his expertise in municipal securities. He is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
12/04/2017 - Present
Southstate|duncanwilliams Securities Corp. (MEMPHIS TN)
TN
03/28/2016 - 10/10/2017
FIRST EMPIRE SECURITIES, INC. (Memphis TN)
TN
08/25/2014 - 09/14/2015
WUNDERLICH SECURITIES, INC. (MEMPHIS TN)
TN
04/26/2012 - 09/11/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
02/18/2009 - 04/20/2012
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
01/21/2004 - 02/17/2009
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
03/20/2003 - 09/08/2003
PROEQUITIES, INC. (BIRMINGHAM AL)
IL
01/29/2001 - 02/28/2002
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
IL
11/16/1999 - 01/17/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 11/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/24/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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